Self-regulatory organizations

Results: 6954



#Item
671Financial system / Direct Edge / Consolidated Tape Association / BATS Global Markets / Market data / Futures contract / Bat / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 18, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-19 07:22:40
672Financial economics / Financial regulation / Economy of the United States / Securities / Securities Exchange Act / NASDAQ / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 13, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Requ

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Language: English - Date: 2015-02-17 10:31:15
673Finance / Stock market / Direct Edge / Consolidated Tape Association / Securities Exchange Act / Market data / BATS Global Markets / Day trading / Futures contract / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 17, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-17 15:58:11
674Futures exchanges / Self-regulatory organizations / Credit default swap / United States housing bubble / Chicago Mercantile Exchange / Futures contract / Clearing house / Derivative / Commodity Futures Trading Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. SR-CME[removed]January 30, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propose

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Language: English - Date: 2015-02-02 09:55:30
675Financial markets / Investment / Options / Contract law / International Securities Exchange / Short / Securities Exchange Act / Strike price / Binary option / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 19, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene

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Language: English - Date: 2015-02-20 08:10:14
676Financial system / United States securities law / Municipal Securities Rulemaking Board / Bonds / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Industry and Financial Markets Association / Financial adviser / Registered Investment Advisor / Financial economics / Self-regulatory organizations / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 26, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendmen

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Language: English - Date: 2015-02-27 07:52:59
677Finance / United States securities law / Financial regulation / 73rd United States Congress / Financial markets / Securities Exchange Act / Straddle / Short / Betting in poker / Financial economics / United States Securities and Exchange Commission / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISEGemini[removed]February 19, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Language: English - Date: 2015-02-20 08:08:58
678Financial economics / Chicago Board Options Exchange / OMX / Financial Industry Regulatory Authority / NASDAQ OMX Group / NASDAQ / Depository Trust & Clearing Corporation / Self-regulatory organizations / Economy of the United States / Financial system

MEMORANDUM TO: File No. S7[removed]FROM:

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Language: English - Date: 2014-02-05 09:09:56
679Securities Exchange Act / Economy of the United States / U.S. Securities and Exchange Commission / Federal Rules of Civil Procedure / BATS Global Markets / Financial regulation / Government / United States Securities and Exchange Commission / United States securities law / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 18, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-19 07:21:32
680Securities Exchange Act / SEC filings / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]March 2, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Language: English - Date: 2015-03-03 07:39:22
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